To establish an Individual 401(k) Plan we will need the following:

1. A completed Individual 401(k) Plan Starter Kit.
2. Fund the plan by transfer, rollover or annual contribution.

• ‍Transfer Form for each plan from which we will be directly receiving funds.
• Current statement for each plan to be transferred.‍
• Rollover Certification Form for each employer sponsored plan (401k etc.).‍
• Current statement for each qualified plan to be rolled over.‍
• Individual(k) Plan Contribution Form

3. Copy of your driver’s license.
4. $300 plan document fee.
5. $50 account establishment fee (per participant/account).

For more information, please contact Mountain West IRA.